Scope of the authorisation, incl. scope to operate
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Preparation or provision of recommendations on investment and financial analysis or other general recommendations in connection with securities transactions
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Provision of advice to undertakings on capital structure, business strategy and related matters and advice and service relating to mergers of undertakings and participation therein
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Investment firm license
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Provision of investment advice
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Provision of foreign exchange services where these are connected with the provision of investment services
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Execution of orders related to securities in the name of or for the account of the client
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Dealing in securities on own account
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Organising an offer or issue of securities
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Securities portfolio management
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Reception and transmission of orders related to securities
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Safekeeping and administration of securities for a client and activities related thereto, including receipt of securities transfer and pledge orders and other orders related to the encumbrance of financial securities from clients and forwarding or execution thereof, except services specified in point (2) of Section A of the Annex to Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No 236/2012 (OJ L 257, 28.8.2014, p. 1–72)
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Guarantee of securities or guarantee of the offer, issue or sale of securities
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Services related to the guarantee of the offer or issue of securities
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Provision of other investment services and ancillary services in connection with the derivative instruments specified in clause 2, 3, 4, 7 or 8 of subsection 11 of § 2 of this Act if the securities are connected with the provision of investment services or ancillary services
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Grant of a credit or loan to an investor to conduct securities transactions on the condition that the creditor or lender itself is related to the transaction
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